FCA

FCA to stamp out CMC phoenixing in two years

Regulation

FCA to stamp out CMC phoenixing in two years

Effective from July 7

clock 07 June 2022 • 1 min read
Standard Life writes to adviser's client claiming firm 'no longer authorised'

Companies

Standard Life writes to adviser's client claiming firm 'no longer authorised'

‘A dispiriting experience’

clock 06 June 2022 • 2 min read
Link Fund Solutions sued again over Woodford collapse

Investment

Link Fund Solutions sued again over Woodford collapse

Harcus Parker case

clock 06 June 2022 • 1 min read
Industry Voice: The Consumer Duty - are you investing in fair value?

Regulation

Industry Voice: The Consumer Duty - are you investing in fair value?

The new Consumer Duty is being described as the biggest regulatory overhaul since the introduction of the Retail Distribution Review (RDR) in 2012. As the regulatory screw continues to be tightened around client outcomes, how can advice firms make sure...

clock 06 June 2022 • 4 min read
FCA warns consumers against two funeral plan providers

Regulation

FCA warns consumers against two funeral plan providers

'No authorisation'

clock 01 June 2022 • 3 min read
Introduction of stronger pension nudges 'wholly unnecessary' for advised clients

Pensions

Introduction of stronger pension nudges 'wholly unnecessary' for advised clients

FCA's rules come into effect

clock 01 June 2022 • 5 min read
FCA appoints chairs to statutory panels

Your Business

FCA appoints chairs to statutory panels

Three-year terms

clock 30 May 2022 • 1 min read
Quilter appoints Berkeley Group's Glyn Barker as chair

Your profession

Quilter appoints Berkeley Group's Glyn Barker as chair

Effective from 1 June

clock 30 May 2022 • 2 min read
FCA proposes single segment regime for listed companies

Your Business

FCA proposes single segment regime for listed companies

Seeks feedback

clock 26 May 2022 • 1 min read
Karl Dines: Six key strategies for riding the Consumer Duty storm

Regulation

Karl Dines: Six key strategies for riding the Consumer Duty storm

Logical and practical methodology

clock 25 May 2022 • 6 min read