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FCA

Regulation

New regulator will identify people under enforcement

The incoming Financial Conduct Authority (FCA) has outlined how it plans to use new powers permitting it to publish details of enforcement cases at one of the earliest stages of its proceedings.

clock 19 March 2013 •

Regulation

Govt opens applications process for 'super complainants'

The government has opened the applications process for consumer bodies representing small and medium sized (SMEs) businesses to become 'super complainants' to the Financial Conduct Authority (FCA).

clock 13 March 2013 •

Regulation

FSA break-up to see bank compliance roles surge

The break-up of the Financial Services Authority (FSA) at the start of April is set to create more compliance and risk jobs in the retail banking sector, according to research from BrightPool, the specialist financial services recruitment company.

clock 11 March 2013 •

Mortgages

Tyrie calls for FSA probe over Bank of Ireland mortgage hike

The Bank of Ireland has come under fresh fire for raising the rates of its tracker mortgages after Andrew Tyrie, the chairman of the influential Treasury Select Committee (TSC), wrote to Martin Wheatley, managing director of the Financial Services Authority...

clock 08 March 2013 •

Regulation

FCA should be 'strangled at birth', says think tank

The Financial Conduct Authority (FCA) will not be any different from the Financial Services Authority (FSA) and should be "strangled at birth" before regulators do any more damage, according to the head of economics think tank the Adam Smith Institute....

clock 07 March 2013 •

Regulation

FSA plans further clampdown on DFM referral fees

The Financial Services Authority (FSA) has outlined plans for a further clampdown on referral fees paid by discretionary fund managers (DFMs) to advisers.

clock 05 March 2013 •

Regulation

Report finds FSA failings over LIBOR fixing

A Financial Services Authority (FSA) audit report into the London Interbank Offered Rate (LIBOR) scandal has found the regulator failed in at least three key areas which meant it did not realise the rate was being fixed.

clock 05 March 2013 •

Regulation

Shining a light: five key proposals from today's FSA transparency paper

The Financial Services Authority (FSA) has today published a discussion paper on improving the regulator's transparency. Here we break down the five key changes the incoming Financial Conduct Authority (FCA) wants to make.

clock 04 March 2013 •

Regulation

Regulator to keep whistleblowers better informed

The Financial Services Authority (FSA) is proposing to give more information to whistleblowers about the cases they report to the regulator.

clock 04 March 2013 •

Regulation

New regulator to boast 4,000 staff

The number of staff at the new financial services regulator will be approaching 4,000 by the time it comes into force next month.

clock 04 March 2013 •
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