FCA
Regulation
Regulatory service provider The Consulting Consortium (TCC) has launched an analysis service aimed at helping financial adviser firms review client files for potential unsuitability.
17 July 2013
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Regulation
The Financial Conduct Authority (FCA) is looking into claims traders intentionally pushed up the price of government bonds before attempting to sell them to the Bank of England (BoE) in 2011.
17 July 2013
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Your profession
Building society Nationwide has poached a senior executive at the Financial Conduct Authority to run its compliance department.
16 July 2013
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Regulation
The Financial Conduct Authority (FCA) has issued a final notice against an insurance intermediary and fined it almost £7.4m, after discovering that its sales scripts were flawed.
16 July 2013
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Regulation
A former mortgage adviser was sentenced to two years in prison by Maidstone Crown Court on Friday.
16 July 2013
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Your profession
The Financial Conduct Authority said it is concerned about the fairness of automatic renewals of fixed-term bonds, after it has found failings in more than half of firms reviewed.
15 July 2013
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Regulation
The Financial Conduct Authority (FCA) has cancelled the permissions of independent financial adviser Martin Richard Moseling, trading as Blenheim Financial Services, for failing to act in clients' interests.
15 July 2013
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Regulation
Compliance expert Wolters Kluwer Financial Services has launched a network which pools content from five separate UK regulatory websites onto one platform.
15 July 2013
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