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FCA

Economics / Markets

David Gauke to speak at social investment conference

The Social Investment Academy is hosting a conference next week at which more details are likely to be revealed on potential tax investments for investing in social investments.

clock 11 October 2013 •

Regulation

FCA uncovers 'specific' failings in unit-linked fund probe

The Association of British Insurers (ABI) is to enhance its guidance on unit-linked funds after a Financial Conduct Authority (FCA) probe uncovered "specific" failures in some insurers' governance of the investments.

clock 10 October 2013 •

Regulation

Consultancy warns firms the FCA expects them to do more to fight financial crime

The regulator's clamp-down on financial crime will have an effect on advisory firms who are often seen as the gate-keepers to financial services, a consultancy has said.

clock 10 October 2013 •

Pensions

Moret: FCA placing 'unreasonable' responsibilities on SIPP providers

MoretoSIPPs principal John Moret says the FCA places "unreasonable" responsibilities on SIPP providers when many of the issues the industry faces are advice based.

clock 10 October 2013 •

Pensions

Playing the SIPP waiting game

SIPPS

clock 10 October 2013 •

Regulation

What advisers need to know about s166 reviews

REGULATION

clock 10 October 2013 • 3 min read

Pensions

FCA: SIPP market still poses risk to consumers

The Financial Conduct Authority (FCA) is to investigate the self-invested personal pension (SIPP) industry in its third thematic review of the market.

clock 09 October 2013 •

Wrap/platforms

FCA: Prescriptive rules may be needed for re-registration

Re-registration progress has been "less than satisfactory" according to the Financial Conduct Authority (FCA) and the regulator has signalled it will review the decision not to implement timescales for platform providers.

clock 09 October 2013 •

RDR

FCA to monitor 'unintended consquences' of RDR

The Financial Conduct Authority (FCA) has admitted the Retail Distribution Review (RDR) has created unintended consequences for the wealth management industry, which it will be monitoring.

clock 08 October 2013 •

Pensions

Regulator sets out finalised guidance for SIPP providers

The Financial Conduct Authority (FCA) has set out its final guidance for self-invested personal pension (SIPP) providers, reminding them about areas such as financial crime.

clock 08 October 2013 •
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