FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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69 firms applied, 24 accepted
Concerns about fund fire sale
Former FCA technical specialist goes independent
Direct regulatory costs up 50% for smaller firms
Firm to write-off £414m of debt
Investigation pending since 2013
Greyfriars AM also reviewing DFM business
All convicted last year
Industry first, claims company
Recently left role as FCA technical specialist
07 November 2016
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3 min read
