FOR SUSTAINABLE, PROFITABLE, CLIENT-FOCUSED ADVISER FIRMS
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Revealed at Work and Pensions Committee hearing
Follows an FCA criminal law suit
'Significant information gathering exercise'
Consultation open until 12 March 2018
18 prohibition orders in 12 months
Advisers to be removed under senior manager regime
'Engaged in wider supervisory work'
Response to adviser demand
Offers four action points
'Independence was compromised'
13 December 2017
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2 min read
