FCA

Your profession

'British Steel thrust contingent charging into spotlight' - Keith Richards

'Conflicts of interest will always exist'

clock 08 January 2019 • 2 min read

Regulation

Thousands of DB transfers carried out by firms that lost permissions

19 firms lost transfer permissions since 2015

clock 04 January 2019 • 1 min read

Your profession

Five must-attend events for advisers in 2019

PA360, PFS, PIMFA and more

clock 04 January 2019 • 2 min read

Regulation

SimplyBiz launches attack on proposed £350,000 FOS limit

'PI insurers may leave market'

clock 02 January 2019 • 2 min read

Your profession

Adviser firm picks up £55m of assets from suspended London DFM

£55m in AUM

clock 02 January 2019 • 1 min read

Regulation

A year in regulation: Stirring through GDPR, MiFID II, PROD and more

10 key regulation stories from 2018

clock 21 December 2018 • 4 min read

Regulation

FCA sexual misconduct and discrimination complaints increase three-fold in 2018

Regulator fears ‘re-emergence of cosy boys’ clubs and men-only networks’

clock 20 December 2018 • 3 min read

Regulation

'Gender diversity in firms has not shifted much' - FCA's Woolard

'Core part of firm assessment'

clock 19 December 2018 • 1 min read

Regulation

FCA fines Santander £32.8m for bereavement process failings

More than 40,000 customers affected

clock 19 December 2018 • 2 min read

Your profession

Tim Sargisson: Time to dust down the handcart

DB and a lack of alignment

clock 18 December 2018 • 3 min read