FCA

Regulation

'We are profoundly sorry': FCA vows to change after damning LCF and Connaught reports

'Restructuring the FCA'

clock 17 December 2020 • 5 min read

Your profession

FCA fines should contribute to cost of FSCS levy - PIMFA

Until long-term solution is agreed

clock 16 December 2020 • 2 min read

Regulation

FCA slaps 'reckless' former hedge fund CIO with ban and £100k fine

Corrado Abbattista of now-dissolved Fenician Capital Management

clock 15 December 2020 • 2 min read

Regulation

FCA confirms speculative mini-bond mass-marketing ban

From 1 January 2021

clock 10 December 2020 • 1 min read

Regulation

'Make your voices heard': Advisers urged to share consumer investment market views

Call for input closes 15 December

clock 09 December 2020 • 6 min read

Pensions

Adrian Boulding: First steps along the 'investment pathway'

Coming into force in February 2021

clock 09 December 2020 • 8 min read

Regulation

FCA warns of 'significant price clustering' and homes in on ongoing advice services

90% given ongoing advice

clock 03 December 2020 • 2 min read

Your profession

Advised client pension transfer complaints to FCA down in 2020

FOI request

clock 02 December 2020 • 2 min read

Regulation

Advisers: FSCS levy roadmap 'workable' but regulator must listen

Advisers react to PIMFA’s latest FSCS levy intervention

clock 02 December 2020 • 4 min read

Your profession

Seven ex-Premiership footballers launch High Court action over pension advice

Ex-Newcastle United players

clock 02 December 2020 • 1 min read