duff & phelps

Regulation

FCA opened 67 investigations into DB transfer advice over last three years

Consumer complaints against firms for misadvised DB transfers also rising

clock 16 November 2020 • 2 min read

Regulation

FCA delays SM&CR rules on coronavirus disruption

Extended to 31 March 2021 for solo-regulated firms

clock 01 July 2020 • 2 min read