Consumer Duty

FCA: Firms must improve fund fees assessments

Your profession

FCA: Firms must improve fund fees assessments

FCA says fund managers have a 'better understanding' of the rules

clock 10 August 2023 • 4 min read
Consumer Duty implications in online client communication

Your profession

Consumer Duty implications in online client communication

The potential breaches advice firms could face when speaking to clients

clock 07 August 2023 • 3 min read
Majority of advisers fear Consumer Duty will widen advice gap

Consumer Duty

Majority of advisers fear Consumer Duty will widen advice gap

FCA set to explore simplified regimes in bid to close the advice gap

clock 03 August 2023 • 2 min read
Advisers can expect scrutiny from FCA on Consumer Duty

Consumer Duty

Advisers can expect scrutiny from FCA on Consumer Duty

‘The 31st July milestone is the beginning, not the end’

clock 31 July 2023 • 1 min read
Consumer Duty: From implementation to validation

Consumer Duty

Consumer Duty: From implementation to validation

A look at where work still needs to be done as we move to the next phase

clock 31 July 2023 • 2 min read
Number of advisers joining St James's Place on the increase in H1

Your profession

Number of advisers joining St James's Place on the increase in H1

169 advisers graduated from SJP’s academy with 346 now enrolled

clock 27 July 2023 • 1 min read
Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Consumer Duty

Advisers slam FCA for 'unclear' and 'unhelpful' Consumer Duty attitude

Majority of IFAs think it has been ‘unclear, unresponsive and unhelpful’

clock 24 July 2023 • 1 min read
Transfers: Will Consumer Duty be the STAR of the show?

Pensions

Transfers: Will Consumer Duty be the STAR of the show?

The defined benefit pension transfer market has been rapidly evolving

clock 21 July 2023 • 4 min read
Consumer Duty outcomes: Exploring products and services

Consumer Duty

Consumer Duty outcomes: Exploring products and services

'Far-reaching and particularly important for financial advisers'

clock 20 July 2023 • 4 min read
Consumer Duty countdown: How to maximise technology

Consumer Duty

Consumer Duty countdown: How to maximise technology

With the Consumer Duty deadline dominating the media, advisers' thoughts and dreams, are you making the most of your existing technology providers to help you meet the regulations? Steph Wilcox shares her thoughts...

clock 17 July 2023 • 3 min read