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capital requirements

Regulation

FCA consults on prudential investment firm rules: Targets liquidity, remuneration and capital requirements

FCA calls for industry views on post-Brexit prudential rules

clock 23 June 2020 • 1 min read

Your profession

AIFA calls for adviser views on cap requirements

The Association of IFAs (AIFA) is calling on the adviser community to "unite and respond" to "potentially damaging" proposals to increase firm's regulatory capital.

clock 11 February 2009 •

Your profession

RDR and capital requirements may force firms out - FSA

The FSA admits the combined impact of the RDR and the increased capital requirements for firms may force some investment advisers out of business.

clock 27 November 2008 •

Your profession

RDR: Minimum capital for investment advisers doubles

Firms providing investment advice will see their minimum capital requirements double to £20,000, the FSA proposes.

clock 25 November 2008 •

Your profession

FSA to reward good 'principles' practise

Firms which are seen by the FSA as being "well-controlled and managed" in terms of its regulatory processes could potentially see lower capital requirements and supervision as a result of adopting principles-based regulation.

clock 23 April 2007 •

Your profession

We're not against mutuality, says FSA's Tiner

FSA chief executive John Tiner has defended the regulator's recent focus on providers' capital requirements by stating there is no conspiracy to rid the industry of firms of ‘mutuality'.

clock 07 May 2004 •
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