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APFA

Regulation

Quick quiz of the week's news #16

QUICK QUIZ

clock 08 November 2013 •

RDR

APFA reports surplus for first time since 2010

The Association of Professional Financial Advisers (APFA) has recorded a surplus of more than £117,000 for the year ended 30 June, thanks to a programme of cost reductions.

clock 04 November 2013 •

Your profession

Commission by any other name

Fiona Murphy asks what the FCA's review into inducements from life offices means for the advice industry

clock 30 October 2013 •

Regulation

Name and shame: The true cost of FCA warning notices

NAME & SHAME

clock 29 October 2013 •

Protection

Directors Gay and Craig exit ABI in restructure

The Association of British Insurers (ABI) has announced that three members of its executive team, including Stephen Gay and Maggie Craig, are to leave the trade body.

clock 23 October 2013 •

Your profession

Law firm: FCA name and shame policy will cause irreparable damage

A City law firm has attacked the regulator's plans to remedy the damage caused to firms subject to a false warning notice, saying the proposed action was little more than a "footnote".

clock 17 October 2013 •

RDR

Safe and sound: Has RDR de-risked advice?

CLUNK-CLICK

clock 03 October 2013 •

Regulation

APFA calls for lighter regulation of advisers

The Association of Professional Financial Advisers (APFA) has called for a lighter regulatory approach and a tighter grip by the regulator on product manufacturers.

clock 27 September 2013 •

Regulation

APFA to FCA: Give advisers a break on new rules and 'regulatory dividend'

The Association of Professional Financial Advisers (APFA) has written to the regulator to ask for a period of regulatory certainty to allow advisory firms to adapt fully to the Retail Distribution Review (RDR).

clock 25 September 2013 •

Regulation

APFA: RMAR is so confusing even accountants don't get it

The Association of Professional Financial Advisers (APFA) has endorsed the regulator's show of interest in the issues firms are facing with Retail Mediation Activities Return (RMAR) reporting but warned that more work needed to be done.

clock 06 September 2013 •
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