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adviser

Your profession

National IFA's adviser numbers sink by 64% since 2009

National IFA Positive Solutions has seen its adviser numbers tumble 64% in the last five years, though the level of departures seems to have stabilised.

clock 27 January 2015 •

Industry

Director fined for keeping IFA concerns quiet

The director of a Cornwall-based IFA has been slapped with a £17,500 fine for failing to tell the FSA about an employee's suspect methods and ethics.

clock 25 August 2009 •

uncategorised

Annuity Clearing House to 'revolutionise' application process

A new service has been launched to make it easier for advisers and their clients to search and apply for an annuity.

clock 28 May 2009 •

Investment

Advisers urged to carry out immediate pension reviews

Advisers should bring forward their clients' pension reviews to ensure their investments match their changing attitude to risk, according to Zurich.

clock 18 March 2009 •

Mortgages

Equity release 'no miracle cure', advisers warned

Advisers are being warned not to become reliant on equity release business to make up for falling sales in other areas.

clock 17 March 2009 •

Investment

Standard Life defends one day annuity quote guarantee

Standard Life has defended its decision to guarantee annuity quotes on its internal policies for just one day.

clock 23 February 2009 •

Your profession

New client influx helps Hargreaves to 28% profits boost

Hargreaves Lansdown increased its operating profit by 28% in the final six months of 2008 despite the financial crisis.

clock 11 February 2009 •

Technology

'Rank-an-adviser' site aims to boost IFA standards

A website where consumers can search for and rank regulated financial advisers has launched.

clock 05 November 2008 •

TCF

FSA fines York firm £28,000 for advice failings

The FSA has fined investment adviser TBO Investments Limited (TBO) £28,000 for failing to clearly document the explanation of transactions risks to clients.

clock 02 October 2008 •

Mortgages

Mortgage advisers fail Which? test

Just one in ten mortgage advisers has been found able to give adequate mortgage advice by a Which? money test.

clock 23 July 2008 •
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