Financial advice firms that did not respond to the FCA's market-wide defined benefit (DB) transfer questionnaire could see their regulatory permissions revoked, Professional Adviser understands.
A freedom of information request by PA revealed seven advice firms could not be contacted by the Financial Conduct Authority (FCA) as it tried to find out more about DB transfer advisers in its recent...
Vitality at Work scheme
Reporting to Steve Hill
Appointed on 19 September
Plans to double size in five years
Unnamed company valuation reduced