The Financial Conduct Authority (FCA) has issued another 'Dear CEO' letter to remind firms "how seriously" it treats the matter of approving financial promotions of retail investments.
This comes just three months after the regulator sent an initial ‘Dear CEO' letter on 9 January that warned firms against marketing unregulated businesses they carried out as regulated. In its latest...
Gérald Harlin has been appointed executive chairman
Daunting without ad valorem feees
Elevated redemptions expected
'Should be forever young'
New manager likely to be appointed