The Financial Conduct Authority (FCA) has issued another 'Dear CEO' letter to remind firms "how seriously" it treats the matter of approving financial promotions of retail investments.
This comes just three months after the regulator sent an initial ‘Dear CEO' letter on 9 January that warned firms against marketing unregulated businesses they carried out as regulated. In its latest...
Two global vehicles
'Further plug advice gap'
Must appoint separate CEOs and boards
Advisers do come out well
Will report to Mark Till