The Financial Conduct Authority (FCA) was ordered to compensate a whistle-blower £300 after it was found to have unfairly rejected their complaint.
The complaints commissioner ruled the regulator had wrongly dismissed the complaint after failing to "appropriately consider" evidence provided by a whistle-blower against two firms accused of malpractice. ...
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Square Mile’s series of informal interviews
Partner Insight: The rise in demand for DFM and multi manager solutions has been largely driven by new mandates from the regulator, says James Bampton, head of UK intermediary distribution at Architas