Events
- Upcoming events
  Professional Adviser's Working Lunches in partnership with Orbis Investments - 2019
  
  Join us in March for the Professional Adviser Working Lunch series in partnership with Orbis Investments.
  
  Date: 05 Mar 2019
  
  Knutsford, Leeds, Surrey, Bristol
  
  Professional Adviser Working Lunches 2019 - Baillie Gifford & First State Investments
  
  Professional Adviser is delighted to announce the launch of the new Working Lunches in partnership with Baillie Gifford and First State Investments. Travelling across the UK to provide valuable market insights for Senior Financial Advisers.
  
  Date: 13 Mar 2019
  
  Southhampton, Worcester, Durham, Norwich, Liverpool, Exeter, Sheffield, Leicester, Nottingham
  Professional Adviser 360 2019
  
  The highly anticipated Professional Adviser 360 conference is taking place on 25th April 2019 at The Brewery in London.
  
  Date: 25 Apr 2019
  
  The Brewery Chiswell Street London EC1Y 4SD, London
  
  Fund Manager of the Year Awards 2019
  
  The 2019 Fund Manager of the Year returns on Thursday 27th June 2019, Grosvenor House Hotel, London. Save the date.
  
  Date: 27 Jun 2019
  
  Grosvenor House Hotel 86-90 Park Lane Mayfair London W1K 7TN, London
  View all events
  Follow our events
  
  Sign up to receive email alerts about our events
  Sign up
Whitepapers
- Find whitepapers
  
  Search by title or subject area
  
  View all whitepapers
Sign in
- Personalise your on site experience
  
  Download and use the apps
  
  Access your subscription from outside of the office
  
  Get relevant news and insight straight to your inbox
  
  Sign in
Follow us
- RSS
- Twitter
- LinkedIn
- Newsletters
- YouTube
Register
Industry blogs
EM and Asia spotlight
ESG spotlight

FOS finds against Chartered firm in ARM ruling

Professional Adviser
22 September 2014

Tweet
Facebook
LinkedIn
Google plus
Send to

A Corporate Chartered financial planning business has been told to compensate a client who was recommended to invest £50,000 in a bond based on senior US life settlement policies, following a final ruling by the Financial Ombudsman Service (FOS).

Cheshire-based Greystone Financial Services has been ordered to pay the client the difference between the performance of her investment and that of a benchmark comprising 50% the FTSE WMA Stock Market...

To read this story please register

PA is dedicated to championing professional advisers. It helps you build your business, service clients and generate sustainable income.

PA offers:

REAL-TIME NEWS & ANALYSIS: find out what’s happening in the profession right now and why
MULTI-ASSET: discover the latest trends in multi-asset
FUTURE OF ADVICE: helping you shape your strategy with the latest expert opinion and case studies
TECHNOLOGY: learn about the latest solutions, with case studies and the views of experts such as Adam Higgs

Investment

GAM fires suspended Haywood for 'gross misconduct'

Warns on profits

21 February 2019

Regulation

FCA fines Hargreave Hale and R&M over IPO misconduct scandal while Newton given immunity

Hargreave Hale seeking legal advice

21 February 2019

Companies

Quilter acquires 200 advisers in Charles Derby deal

Undisclosed fee

21 February 2019

Economics / Markets

Brexit Blog: Aviva to move £9bn to Ireland in preparation for hard Brexit

Government launches mid-life MOT website

First mentioned in Cridland Report

20 February 2019

Sign In

To read this story please register