Compliance service designed for small firms launched
The Consulting Consortium (TCC) has launched a 'bespoke' compliance support service for small financial advice firms.
TCC Intermediary, which will specialise in helping small firms understand what the regulator expects of them, follows TCC's acquisition of boutique intermediary support consultancy Swaines in 2013. ...
More on Regulation
Treasury Committee urges expansion of FCA's powers
Expanding the 'regulatory perimeter'
FCA's Randell: UCITS rules sparked 'perfect storm' for Woodford fund
Scope for change post-Brexit
Vinay Jayaram: The FCA's 'review of reviews' could transform advice
Opportunity must not be missed
Portafina to pay compensation for 'insistent client' transfer advice
FOS complaint partially uphold
Investors lose £27m to 'get rich quick' crypto and forex scams in 2018/19
Complaints triple in past year
More news
Jupiter adds flexible macro strategy to multi-asset range
Unconstrained multi-asset fund managed by Talib Sheikh
Revealed: Finalists for the PA New Talent Awards 2019
Who made the cut?
FCA video tells consumers how to spot bad DB transfer advice
Transferring out of DB scheme
Back to Top