Ten key steps to training and competence compliance

In the intricate world of financial advising, regulatory compliance stands as a cornerstone of trust and integrity. Clients place their financial wellbeing in the hands of advisers, expecting meticulous adherence to rules and a clear focus on delivering good outcomes and suitable advice.  As readers will know all too well, the work required to meet these rules is costly, time-consuming and seemingly constantly growing. Keeping up to speed with the intricacies of these ever-changing requirements and avoiding inadvertent breaches and compliance gaps can feel like a full-time job. Taking...