Janice Laing: Preparing for the SM&CR deadline

clock • 3 min read

Ahead of Thursday's Professional Adviser Working Lunch, in partnership with SimplyBiz and Compliance First, Janice Laing outlines the FCA's expectations with the upcoming SM&CR deadline...

When Covid-19 hit the UK in earnest, the regulator, like the rest of us, had to take a step back and revaluate its priorities for the year. In January, the FCA had given us a pretty clear indication of where its focus would fall with its ‘Dear CEO' letter, outlining six key areas of interest.  However, by the end of March, we found ourselves in a very different place, and some of the regulator's projects were moved to the backburner while it worked on producing policy specific to the repercussions of the pandemic  For example, two months ago, the FCA issued an announcement entitled Ex...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Your profession

FCA non-financial misconduct scrutiny puts pressure on advisers to confront culture

FCA non-financial misconduct scrutiny puts pressure on advisers to confront culture

Macfarlanes warns advice firms to prioritise misconduct and whistleblowing frameworks

Sahar Nazir
clock 13 May 2025 • 2 min read
PA360 2025: The day in pictures

PA360 2025: The day in pictures

Professional Adviser's flagship conference returned to London this month

Professional Adviser
clock 13 May 2025 • 1 min read
Why it's time for the adviser community to take some advice of its own

Why it's time for the adviser community to take some advice of its own

'We have to bring about positive change through ever-closer collaboration'

Cara Robinson
clock 13 May 2025 • 4 min read