Three regulation areas to watch in 2017 - Rory Percival
Suitability, MiFID II and pension transfers
The results of the regulator's 2016 suitability review, the MiFID II policy statement and further work on pension freedoms are set to be the hot regulation topics over the year ahead, according to Rory Percival.
Asked by Professional Adviser to highlight the areas of regulation on which advisers should keep a close eye in 2017, the former Financial Conduct Authority (FCA) technical specialist, who set up his own...
More on Regulation
Midlands firm fails leaving almost 30 FSCS compensation claims
Lost permissions two years ago
Pull the other one, Mr Regulator, a risk-based FSCS levy is too good to be true
Advisers need to respond to FCA
FCA to end temporarily postponed deadlines for fund reports and accounts
Deadlines had been extended due to Covid-19
Gina Miller slams FCA's 'scandalous' compensation review
'Intellectually dishonest and... contrary to the law'
Chris Davies: The FCA and your financial resilience
Systems, controls, governance and culture
More news
Crispin Odey pleads not guilty to 1998 assault allegation
Today at Westminster Magistrates Court
Study shows why 60 structured products lost investors money
American-style capital protection barriers largely to blame
Potential Royal London and LV= merger: Complex and disruptive or powerful and modern?
Professionals from across personal finance sectors have deemed the potential Royal London and LV= merger to be a “powerful opportunity,” but one that is “bound to be complicated”.
Royal London enters equity release market via partnership with Responsible Life
To offer multiple products
