Three regulation areas to watch in 2017 - Rory Percival

Suitability, MiFID II and pension transfers

Victoria McKeever
clock • 3 min read

The results of the regulator's 2016 suitability review, the MiFID II policy statement and further work on pension freedoms are set to be the hot regulation topics over the year ahead, according to Rory Percival.

Asked by Professional Adviser to highlight the areas of regulation on which advisers should keep a close eye in 2017, the former Financial Conduct Authority (FCA) technical specialist, who set up his own consultancy last year, picked out: Suitability review Percival suggested advisers should not be too surprised by the findings of last year's suitability review by the FCA as they were likely already to be aware of the problems in question. He also expected the findings and recommendations would be at the higher level and stick to topics already covered, such as record-keeping, discl...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Regulation

FCA data information request: Four focus areas for advisers

FCA data information request: Four focus areas for advisers

‘Data is not just a compliance tool it’s a strategic asset’

Chris Davies
clock 07 July 2025 • 5 min read
FCA to extend bullying and harassment rules to non-banks

FCA to extend bullying and harassment rules to non-banks

Extension will apply to 37,000 firms

Cristian Angeloni
clock 02 July 2025 • 2 min read
Regulatory necessity: Why data is no longer a 'nice to have'

Regulatory necessity: Why data is no longer a 'nice to have'

Client-led, data-driven

Paul Bruns
clock 01 July 2025 • 5 min read