The results of the regulator's 2016 suitability review, the MiFID II policy statement and further work on pension freedoms are set to be the hot regulation topics over the year ahead, according to Rory Percival.
Asked by Professional Adviser to highlight the areas of regulation on which advisers should keep a close eye in 2017, the former Financial Conduct Authority (FCA) technical specialist, who set up his own...
Lost permissions two years ago
Advisers need to respond to FCA
Deadlines had been extended due to Covid-19
'Intellectually dishonest and... contrary to the law'
Systems, controls, governance and culture
Today at Westminster Magistrates Court
American-style capital protection barriers largely to blame
Professionals from across personal finance sectors have deemed the potential Royal London and LV= merger to be a “powerful opportunity,” but one that is “bound to be complicated”.
To offer multiple products