The Financial Conduct Authority (FCA) has fined LJ Financial Planning (LJFP) £107,200 for providing its customers with unsuitable pension switching and transfer advice and for failing to manage its conflicts of interest.
LJFP, based in Warrington, advised 114 customers to transfer their pensions into self-invested personal pensions (SIPPs) between March 2010 and December 2012. The firm did not provide any advice on...
2.3 million adults hold cryptoassets
Overhaul of transparency guidance urged
Sustainable Festival: UN's Mulder says asset owners must take nature-based investment more seriously
Investment gap must be closed
Adding to 67 firms
£5m in tax receipts
41% of advisers report rise in client ESG queries