The Financial Services Compensation Scheme (FSCS) declared seven financial advice firms in default in February 2020.
The lifeboat fund named Hampton-based NJ Associates and Wimbledon-based Hector McLean Financial Consultants in default, as well as Nottingham-based Intuitive Financial Associates. Milton Keynes-based...
Deal was announced in June this year
Departs in April 2021
Raft of portfolio management changes
Individual holdings breach limits
Reasons to be optimistic in 2021
The Financial Conduct Authority (FCA) has published a defined benefit (DB) transfer tool which it said should help firms understand its file review methodology for DB transfer advice. But what exactly is it and why should advisers care?
131 firms have authorisations revoked