Absence of advisers on FCA register impacting adviser comparison sites
Criticism of FCA register post SMCR
The lack of information relating to all financial advisers on the Financial Conduct Authority (FCA) register has caused adviser verification problems at adviser comparison site AdviserBook, according to its boss Ray Adams.
Adams was among the comparison website operators critical of the FCA's register, which, since the recent Senior Managers and Certification Regime (SM&CR) came into effect, no longer lists individual advisers....
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FCA delays pension transfer specialist qualification rules to October 2021
Delayed by 12 months
