Rory Percival 'surprised' over latest FCA consumer harm warning
Regulator outlines adviser expectations for 2020
Rory Percival: "(The FCA) talks about seeing an increasing number of cases where consumers are facing harm."
Former FCA man Rory Percival was surprised to hear the Financial Conduct Authority’s (FCA) claim that cases of consumer harm in the advice process are increasing.
The FCA wrote to advisers this morning, outlining the next stage of its suitability review will focus on retirement income. In its Dear CEO letter, the regulator outlined its approach to tackling key...
More on Regulation
Absence of advisers on FCA register impacting adviser comparison sites
Criticism of FCA register post SMCR
Failed Hull-based IFA firm receives 150 FSCS complaints
Unauthorised introducers
FCA names Sheldon Mills strategy and competition exec director
Filling Christopher Woodlard’s shoes
Coachloads of steelworkers to descend on Westminster for crunch DB transfer meeting
Three hours in front of regulators
Pension complaints continue to rise - FOS figures
Figures for Q2 and Q3
Back to Top
More news
DFM launches new low-cost model portfolio service for advisers
Fees 0.1% per annum or £20 per month
Talking with... Fulcrum AM's Suhail Shaikh
Square Mile's series of informal interviews
Rory Percival to address DB transfer suitability and Laura Kuenssberg to keynote at PA360 in April
Percival on DB suitability
LEBC Group suffers loss after DB transfers market exit
First trading loss in five years
PFS partners with charity to provide advice to armed forces
Affiliate membership
