Financial Conduct Authority (FCA) investigations into individuals have more than doubled over the course of the last year, according to London-based law firm RPC.
In 2018, the firm said, there were 27 cases involving individuals being referred to the FCA's Regulatory Decisions Committee (RDC) - up from 13 in 2017. RPC added that the rise in regulatory actions...
Criticism of FCA register post SMCR
Filling Christopher Woodlard’s shoes
Three hours in front of regulators
Figures for Q2 and Q3
CFP Nathan Bater speaks to PA
It's The Pro Adviser Podcast
Morningstar sees 'building investor interest' in ESG space in January data
Don't rule anything out
Cautious, Moderately Aggressive and Aggressive portfolios