The FCA has outlined failings in the retail investment space with regard to the disclosure of costs and charges required under MIFID II and warned failure to improve could result in increased scrutiny of the sector.
MIFID II, which came into force in January 2018, requires - among other things - investment firms to accurately disclose the cost and charges they incur to clients and regulators. In its most comprehensive...
Systems, controls, governance and culture
Following more reviews
Beyond the FCA's seven considerations
‘Ensure vulnerability is taken seriously’
Fund managers see 'signs of a tentative recovery'
Operating profits at £117m in first half
Cofunds integration offset expenses
'Others will also lose access to advice as the market implodes'
HBSC, M&G and Janus Henderson ‘constant laggards’