FCA to assess the suitability of advice in 2019
Will compare with May 2017 results
The FCA is to reassess the suitability of advice in 2019
The Financial Conduct Authority (FCA) is to reassess the suitability of advice in 2019, according to its annual report and accounts.
The regulator said it would assess the suitability of advice and compare it with the results it published in May 2017 to help it identify potential trends. Last year the watchdog assessed 1,142 cases...
More on Regulation
Keith Churchouse: Just when you thought you had a clear view
Life's rich tapestry
Gina Miller calls for Chancellor to review Andrew Bailey's appointment at BoE
'Regulatory failures' during FCA tenure
Absence of advisers on FCA register impacting adviser comparison sites
Criticism of FCA register post SMCR
Failed Hull-based IFA firm receives 150 FSCS complaints
Unauthorised introducers
FCA names Sheldon Mills strategy and competition exec director
Filling Christopher Woodlard’s shoes
Back to Top
More news
Revealed: Pension transfer permission application withdrawals jump 1,466% in 12 months
94 withdrawals in 2019
Market Movers Blog: FTSE 100 tumbles 4.5% as coronavirus spreads
Latest news and analysis
Reactions to stockmarket falls: Markets entering 'period of peak fear'
Equity investors ‘jolted into action’
Keith Churchouse: Just when you thought you had a clear view
Life's rich tapestry
