FCA scrutinises DB transfer advisers with extensive survey
50-plus questions
The survey formed part of phase three of the regulator's four-phase multi-firm supervision exercise into DB transfers
The Financial Conduct Authority (FCA) has sent 45 advice firms a questionnaire containing more than 50 questions designed to probe the firms for information on pension transfers.
Professional Adviser has seen a copy of the eight-page document that asked firms to answer each question considering all transfers they have undertaken from the introduction of pension freedom on 6 April...
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