The Financial Conduct Authority (FCA) has started civil legal action against two firms it alleges misled savers and promoted self-invested personal person (SIPP) investments into alternatives such as tree plantations.
The FCA said it was taking action against firms Avacade and Alexandra Associated, and three employees of the firms, Craig Lummis, Lee Lummis and Raymond Fox. The firms provided a pension report service,...
Numbers jumped due to auto-enrolment
Lost permissions two years ago
Advisers need to respond to FCA
Deadlines had been extended due to Covid-19
Today at Westminster Magistrates Court
American-style capital protection barriers largely to blame
Professionals from across personal finance sectors have deemed the potential Royal London and LV= merger to be a “powerful opportunity,” but one that is “bound to be complicated”.
To offer multiple products