The Financial Services Compensation Scheme (FSCS) is facing a number of claims in relation to a self-invested personal pension (SIPP) provider that was found to have failed in its due-diligence of an unregulated introducer.
Brooklands Trustees was held liable by the Financial Ombudsman Service (FOS) for losses totalling £1.6m from clients who had invested their pensions in an unregulated product, which later collapsed, through...
'PROD should be in the engine room'
Focusing on key outcomes
Firms to be moved in stages
Charlton House Wealth Management
Woman of the year – investment advice
It’s The Pro Adviser Podcast
£5m lost to fraud between February and June