Distribution Technology (DT) has enhanced its risk-profiling process by way of an ‘investor experience' assessment questionnaire, with the aim of ensuring its digitally supported advice programme meets regulatory requirements.
The update to the firm's award-winning Dynamic Planner risk-profiling system and its iOS Risk Profiler app ensures that questions relating to a client's previous investment experience and engagement are now taken into consideration when selecting a suitable risk profile. Joshua Knight, DT product manager and architect of the update, said: "We believe the Dynamic Planner questionnaire will assist advisers in having better, more informed conversations with their customers as they ultimately help them achieve their financial goals." The Financial Conduct Authority (FCA) has stated its in...
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