Only one in four advisory firms operates a social media policy for staff despite its increasing use and growing scrutiny from the regulator, research suggests.
Three in five (58%) UK advisers are actively using social media but just a quarter (25%) have policies for how employees should use it, according to a poll of 117 advisers by software provider Intelliflo....
Major technology changes lead to more incidents than lesser ones within financial services firms, research by the Financial Conduct Authority (FCA) has found, and the regulator said while effective risk management is an important component to success....
Pretending to be SJP adviser
'Cannot normalise this level of loss'
Plus online scams
OCFs of 0.5% or less
Deal first announced in January 2021
Responsible investors want more transparency
'Three common triggers'
Will report to Succession CEO