The Financial Services Authority (FSA) has banned a partner at a self invested personal pension (SIPP) operator at the center of fraud proceedings for failing to keep informed about management decisions at the firm.
The FSA has publicly censured Michele King, a partner at HD Administrators LLP (HDA), withdrawn her permission, and banned her from holding any controlled function. The FSA removed the permissions of...
Total retail inflows double the 2018 figure
More than 8,000 investment fraud reports have been made so far this year, more than double the amount in the same period last year, a Freedom of Information request has revealed.
Likely to fall again before year end
To protect the interests of clients and shareholders
Highlights ongoing ‘pensions crisis’
It’s The Pro Adviser Podcast
Quilter's Jennifer Christian joins as investment specialist
Due to Covid-19
FCA offers response to column