Nucleus IFAs produce risk management guide

clock

A group of Nucleus IFAs have produced a free guide to risk management in advisory businesses.

It details the biggest threat to firms post-RDR, including client bank issue, proper use of support tools, investment, platform choice and HR. Kenny McKenzie, a member of the Nucleus advisory board and partner of SAM Wealth, said: "The RDR is going to result in a great deal of business model modification as advisory firms review key parts of their proposition. "As firms take greater control of the different aspects of the supply chain supporting their client propositions, a great deal of different solutions are being adopted across the industry. "We hope this paper will be a useful...

To continue reading this article...

Join Professional Adviser for free

  • Unlimited access to real-time news, industry insights and market intelligence
  • Stay ahead of the curve with spotlights on emerging trends and technologies
  • Receive breaking news stories straight to your inbox in the daily newsletters
  • Make smart business decisions with the latest developments in regulation, investing retirement and protection
  • Members-only access to the editor’s weekly Friday commentary
  • Be the first to hear about our events and awards programmes

Join

 

Already a Professional Adviser member?

Login

More on Wrap/platforms

Aviva platform net flows up 24% in Q1 to £1.6bn in 'buoyant market'

Aviva platform net flows up 24% in Q1 to £1.6bn in 'buoyant market'

Provider’s trading update for Q1

Jenna Brown
clock 14 May 2026 • 2 min read
CIP design and platform selection: Which really comes first?

CIP design and platform selection: Which really comes first?

Firms can take steps for better CIP delivery

Mark Sanderson
clock 07 May 2026 • 4 min read
Why advisory businesses need to question their platforms' operational resilience

Why advisory businesses need to question their platforms' operational resilience

'If you're a financial advice firm, client trust is your most valuable asset'

Martin Jennings
clock 30 April 2026 • 4 min read