One year on from the introduction of MiFID II, asset and wealth managers continue to struggle with much of the pan-European regulation's requirements as well as its unintended market consequences.
The second iteration of the Markets in Financial Instruments Directive (MiFID II), which came into force in January 2018, placed a raft of onerous new requirements on firms with regard to fee and performance...
Number of advised clients up 33%
Advisers react to PIMFA’s latest FSCS levy intervention
Asking for apology
SM&CR deadline 31 March 2021
As financial wellbeing becomes a greater consideration for more clients and financial advisers alike, Stephen Little speaks to a numbers of advisers and other voices to see what it really means and how it can be further integrated into the planning process......
Harder to renew with permissions
James Clunie, Alastair Gunn and Michael Buhl-Nielsen to depart