After a rocky start to the implementation of MiFID II, the investment industry has already begun to consider what the next iteration of the landmark directive could mean for their businesses and the regulation of European markets, with a number of key issues yet to be resolved.
Years of preparation for MiFID II, which came into force on 3 January, have not guarded firms against difficulties in its implementation, with areas of contention including fund transaction cost calculations,...
'PROD should be in the engine room'
Focusing on key outcomes
Firms to be moved in stages
FCA consults on prudential investment firm rules: Targets liquidity, remuneration and capital requirements
FCA calls for industry views on post-Brexit prudential rules
Learnings from Covid-19
Working on portfolio of unquoted healthcare investments
Managed by Benchmark Capital CIO Alex Funk
‘If you do not wish to offer protection advice, refer it’
‘Not just a sponsor’