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RDR

Investing in the profession

Sole trader sells to Gemini WM due to 'ever increasing cost pressures'

IFA and wealth manager Gemini Wealth Management has acquired the pension and investment business from a fellow advisory firm after it shut up shop due to the "increasing costs" put on small firms.

clock 02 July 2014 • 1 min read

RDR

APFA: More small firms could disappear as advisers lack confidence in business models

The Association of Professional Financial Advisers (APFA) has warned the industry could yet lose more small firms as advisers say they are lacking confidence in their business models.

clock 27 June 2014 •

Technology

It takes two: Dancing the adviser/client technology tango

It takes two: Dancing the adviser/client technology tango

clock 26 June 2014 • 4 min read

Charging

Tenet 'confident' about sunset clause implementation

Network and support services firm Tenet has asked platforms for clarity on their legacy commission switch-off plans but said it is "confident" advisers are "on top of" the process.

clock 18 June 2014 •

Adviser tips

How to survive and thrive in the customer service era

How to survive and thrive in the customer service era

clock 12 June 2014 •

RDR

Wheatley: 2014 could be defining moment for automated advice

Financial Conduct Authority (FCA) chief executive Martin Wheatley has once again thrown his weight behind the idea of computerised advice, as he predicted a financial services future shaped by software developers, computer programmers and economists....

clock 11 June 2014 •

Regulation

Adviser accuses FCA of failing in its duty in dealings with Coutts

The Financial Conduct Authority (FCA) has come under fire from an adviser who believes it is failing in its duty to "expose wrong-doing and enforce 'best practice'".

clock 06 June 2014 •

RDR

FCA unveils RDR charging template following failings

The Financial Conduct Authority (FCA) has published a guide to how it will measure advisers' disclosure efforts against its expectations, after it detected "unacceptable" shortcomings in its latest post-Retail Distribution Review (RDR) work.

clock 03 June 2014 •

Investment

Barclays: Fund groups must 'completely rethink' retail strategies post-RDR

Asset managers are likely to engage in a "fundamental rethink" of their retail strategies as more customers go direct in future, according to analysts at Barclays.

clock 30 May 2014 •

Regulation

Wheatley: FCA to 'fast-track' advice model innovation

The Financial Conduct Authority (FCA) has made it a priority to help advisers innovate their business models to reach the middle market, chief executive Martin Wheatley said on Thursday.

clock 29 May 2014 •
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