Regulation

Regulation

FCA eyes robo-regulation to reduce cost for firms

Aims to be a catalyst for 'RegTech'

clock 20 July 2016 • 3 min read

Regulation

Govt should ban cold-callers to save pensioners, AJ Bell

Cold-callers are behind many scams

clock 19 July 2016 • 3 min read

Regulation

FOS sides with Towry on CMC-backed 'bad advice' complaint

Adviser did not complete risk questionnaire

clock 19 July 2016 • 4 min read

Charging

Tim Sargisson: Knowing the price of everything and the value of nothing

What is a cynic?

clock 19 July 2016 • 3 min read

Regulation

APFA urges firms to complete 'vital' cost of regulation survey

Trade body collecting data to 'hold FCA to account'

clock 14 July 2016 • 1 min read

Regulation

FCA delivers £334m of redress from financial services firms in 2015/16

Annual report also acknowledges ‘significant implications' of Brexit vote

clock 12 July 2016 • 2 min read

Regulation

FCA: Adviser whistleblower complaints down 60% on last year

Stats from annual report

clock 12 July 2016 • 2 min read

Regulation

Ex-FCA chief exec Martin Wheatley nets £827k salary

Total pay of £710k in previous financial year

clock 12 July 2016 • 1 min read

Companies

FOS hints at adviser - agent tie-up in failed Harlequin investments

Adviser transacted multiple pension transfers

clock 11 July 2016 • 3 min read

Regulation

Man at the top: What will Andrew Bailey bring to the FCA?

Bailey took the helm at the FCA on 1 July

clock 10 July 2016 • 4 min read