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Regulation

Regulation

FSA appoints former Pru director

The FSA has appointed Tom Boardman as senior adviser on life insurance.

clock 14 June 2010 •

RDR

Defending the cause

A poorly thought out aspect of the retail Distribution Review as it stands is its effect on Holloway products. Paul Hudson explains

clock 11 June 2010 •

Regulation

FSA's Dewar quits after deciding against CEO bid

FSA managing director of risk, Sally Dewar, is set to leave the regulator next year, the FSA announced today.

clock 11 June 2010 •

Regulation

Sants says he leaves FSA an "improved" regulator

Outgoing chief executive Hector Sants says the FSA is now a "different and improved regulator" after "radically changing" the way it operates.

clock 10 June 2010 •

RDR

How can social networking aid your firm?

Is it time to start using social networking as a marketing tool? Jason Bishara, founder of linkedFA, discusses the advantages.

clock 10 June 2010 •

Regulation

Brokers banned as FSA clamps down on client money failings

The FSA has banned two insurance brokers for failing to protect client money and assets.

clock 09 June 2010 •

RDR

Sesame calls for platform unbundling

The UK's largest adviser network has come out strongly in support of an unbundled charging structure for platforms - but warns providing too much information to consumers will be "counter-productive".

clock 09 June 2010 •

Regulation

Rowan Dartington fined £500k for client money breaches

The FSA has fined investment manager Rowan Dartington & Co £511,000 for failing adequately to protect and segregate client money for more than two years.

clock 07 June 2010 •

Regulation

PwC under scrutiny after J.P.Morgan audit failures

The FSA has referred PricewaterhouseCoopers (PwC) for investigation after failing to spot "serious" banking failures at J.P.Morgan.

clock 07 June 2010 •

Regulation

Equitable Life chief free to return to the City

Chris Headdon, the disgraced former chief executive of Equitable Life, is free to return to the City after being banned by the FSA for six years for his part in the insurer's near-collapse.

clock 07 June 2010 • 1 min read
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