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Regulation

Regulation

Six firms banned for RMAR submission failures

Two mortgage brokers are among six firms that have had their permissions cancelled by the FSA after failing to submit their Retail Mediation Activities Returns (RMAR).

clock 06 January 2011 •

Regulation

FSA pays firm £5k after telling clients it was not regulated

The FSA has made a payment of almost £5,000 and apologised to an investment advisory business after it incorrectly told two of its clients the company was not on its register.

clock 05 January 2011 •

RDR

Revealed: Flaws in the Oz study used to 'justify' RDR

The FSA says a study conducted in Australia seven years ago provides the 'most relevant' evidence of a link between higher qualifications and better financial advice. Yet some of the highest qualified planners made the poorest recommendations. IFAonline...

clock 04 January 2011 •

RDR

Time for action

Helen Morrissey talks to Almary Green's Carl Lamb about how he thinks the retail distribution review will affect the advisory community

clock 04 January 2011 •

RDR

Slideshow: PanaceaIFA and M&G RDR seminar

For those who missed it, and for those who enjoyed it so much they want a second look, here are the presentations from Lansons' Richard Hobbs, M&G's Anthony Doyle and Highclere's Alan Lakey.

clock 23 December 2010 •

RDR

Garnier: FSA like Little Britain character

The FSA is like the character from comedy series Little Britain whose answer to every question is "the computer says no", Mark Garnier MP said at a meeting this morning.

clock 20 December 2010 •

Regulation

FSA confirms £85k deposit compensation limit

The FSA has confirmed the new deposit compensation limit will increase from £50,000 to £85,000 per person to tie in with new European Economic Area (EEA) regulations.

clock 17 December 2010 •

RDR

FSA to review pension transfer exam standards in Q1

The FSA will review the exam standards of pension transfer specialists ahead of other areas, despite calls from the industry for it to prioritise closer scrutiny of mortgage advice.

clock 17 December 2010 •

RDR

Blog: Industry owes anti-RDR brigade a debt of gratitude

This week's meeting of the All Party Parliamentary Group to discuss the impact of the RDR on IFAs attracted a lot of interest from MPs and a full public gallery

clock 17 December 2010 •

RDR

AIFA to FSA: Don't drop 2013 'guillotine' on advisers

The RDR qualifications deadline is a "guillotine" on the careers of advisers and the FSA should be flexible on its implementation, AIFA director general Stephen Gay told MPs last night.

clock 16 December 2010 •
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