Regulation

The FSA has been forced to unconditionally apologise and pay compensation to a complainant after enforcement documents were delivered to her house after 9pm as part of a a case against her husband.

Julie Hepworth, group regulatory manager at Perspective Financial Group, offers tips on how to complete your ‘gap-fill' obligations.

Warnings and concerns appear to dominate headlines in the adviser space at the moment.

Stephen Hagues, managing director of business brokers Retiring IFA, assesses whether now is the time to sell your firm.

FSA chief executive Hector Sants has insisted the regulator does not have an agenda against small firms.

FSA chief executive Hector Sants says the FSA might consider re-introducing a long-stop for advisers.

We round up the best tweets as the Treasury Select Committee grills Hector Sants and Sheila Nicoll of the FSA.

The FSA today said it will take action against those firms churning out trail commission ahead of RDR.

Hector Sants stressed the FSA is "completely accountable" when grilled by the TSC over the thorny issue of democratic accountability and redress.

The TSC has attacked the FSA for failing to take into account age and length of service in its RDR proposals and called for a special package for older advisers.