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Regulation

Regulation

FSA confirms new consumer redress committee

The FSA has confirmed the establishment a new consumer redress coordination committee made up of the FSA, OFT and the ombudsman service.

clock 28 March 2011 •

Regulation

SIPPs and ETFs in sights of new consumer risk body

ETFs and SIPPs have been earmarked as ‘emerging risks' by the newly set-up Coordination Committee (CC) which unites the FSA, OFT and FOS.

clock 28 March 2011 •

RDR

Should you buy, sell or merge? Three IFAs set out their stall

Maria Merricks talks to three advisers who have adapted their businesses in different ways.

clock 25 March 2011 •

RDR

Which RDR qualifications route is best for you?

Karen Davies, of the National Skills Academy for Financial Services, examines how to negotiate the jungle of RDR options.

clock 25 March 2011 •

RDR

Kim Barrett: How I am preparing for RDR

Kim Barrett, senior partner at Barretts Financial Solutions, explains how he and his son have set about re-shaping their business.

clock 25 March 2011 •

RDR

FSA could relax RDR 'cliff-edge' deadline: FSP

The Financial Skills Partnership (FSP) remains hopeful the FSA will change its mind over what it calls a "cliff-edge" approach to RDR qualifications.

clock 24 March 2011 •

RDR

Cole to head FSA until September

Margaret Cole, director of enforcement at the FSA, will become the head of half of the regulator as it divides in two in April.

clock 22 March 2011 •

Regulation

Bluefin sues former IFA for 'poaching' clients

A former Bluefin IFA is being sued for £300,000 by his former employers over claims he poached clients.

clock 18 March 2011 •

Regulation

Hoban denies banking bias in new regulatory structure

Mark Hoban, financial secretary to the Treasury, was today forced to face down challenges by leading insurers who fear the new regulatory regime will be biased towards banking.

clock 17 March 2011 •

RDR

'No exam' diploma approved as RDR-ready

A work based assessment RDR qualification with no exam element has been approved by the FSA and will be available to advisers from the end of the month.

clock 17 March 2011 •
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