Regulation
RDR
The Financial Services Authority (FSA) is to publish a guide explaining the Retail Distribution Review (RDR) to consumers.
04 April 2012
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Regulation
The Financial Services Authority (FSA) today said it was "time to put right" problems it had identified with advisers switching client investments.
04 April 2012
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Regulation
The Financial Services Authority (FSA) has expressed concerns about the quality of advice around firms' use of 'centralised' investment solutions after a thematic review flagged widespread failings at some firms.
04 April 2012
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Regulation
The Financial Services Authority (FSA) must issue a consultation paper on advisers' use of unregulated collective investment schemes (UCIS) as a matter of urgency, according to financial services consultancy Aim Two Three.
04 April 2012
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Regulation
The Financial Services Authority has arrested a 23-year-old man as part of an investigation into a suspected unauthorised foreign exchange trading scheme.
03 April 2012
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RDR
Industry veteran Ken Davy has criticised the FSA for refusing to restructure the Retail Distribution Review (RDR) following the effects of the banking crisis.
03 April 2012
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Regulation
The Association of Independent Financial Advisers (AIFA) has hit out at "spiralling" fee rises from the Financial Services Authority (FSA), Financial Ombudsman Service (FOS) and Financial Services Compensation Scheme (FSCS).
03 April 2012
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