Regulation

The Financial Services Authority (FSA) has admitted it had concerns about the way in which the industry was being asked to fund the Money Advice Service (MAS), although is hand was forced by the Treasury.

The Pensions Regulator (TPR) will aim to prosecute companies that wilfully evade their auto-enrolment duties.

The Skandia CEO says although the term restricted advice carries negative connotations, it could be the predominant model of advice in five years' time.

Three people have been handed custodial sentences after pleading guilty to charges of insider dealing.

Nucleus has launched a series of workshops designed to help advisers understand what the Retail Distribution Review (RDR) will mean for them in practice.

Setting up the Prudential Regulation Authority (PRA) could cost up to £150m, the Financial Services Authority (FSA) said today.

The rise in costs in the Financial Services Authority's (FSA's) latest invoice could encourage firms to manipulate figures to achieve a lower bill, an adviser has warned.

The executive team at the Financial Services Authority (FSA) shared out more than £300,000 in bonuses in the 15 months to the end of March, although chief executive Hector Sants handed his to charity.

The Royal Bank of Scotland is to cut 618 roles within its financial advice arm as a result of the retail distribution review (RDR).

Following The Solicitors Regulation Authority's announcement that it will launch a consultation into adviser referrals, one adviser letter to the body urges it to carefully consider the case for restricted advice.