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Regulation

RDR

FSA the 'biggest beneficiary' of RDR, say advisers

The Financial Services Authority (FSA) will be the biggest winner following the retail distribution review (RDR), according to a survey of 280 advisory firms.

clock 02 July 2012 •

Regulation

Buxton: Barclays record fine is just tip of the iceberg

Barclays' record FSA penalty for LIBOR manipulation will be superseded by other banks' fines as the investigation deepens, according to Schroders' Richard Buxton.

clock 29 June 2012 •

Regulation

Arch Cru fund valuations drop again

The estimated value of the remaining assets within the Arch Cru funds has fallen again, reducing the amount of returns to investors being offered by Capita Financial Managers, the authorised corporate director.

clock 29 June 2012 •

Regulation

Advisers 'not realistic' when assessing client banks - FSA

Technical specialist at the FSA Rory Percival told advisers that too many firms that had adopted Centralised Investment Propositions (CIPs) were aspirational and "not realistic" when assessing their client banks.

clock 29 June 2012 •

Regulation

FSA 'concerned' by distribution deals

The Financial Services Authority (FSA) has expressed concerns about the use of distribution deals to circumvent rules banning the payment of commission.

clock 29 June 2012 •

RDR

Aviva announces adviser charging proposition

Aviva has launched its initial adviser charging guide detailing which products qualify and how adviser charging will be enabled on those products.

clock 29 June 2012 •

Regulation

Banks to redress clients over 'swaps' mis-selling

Four banking giants including HSBC and scandal-hit Barclays are to provide redress to business clients mis-sold specialist insurance on loans, the Financial Services Authority (FSA) has said.

clock 29 June 2012 •

Regulation

FSA calls on banks to ramp up fight against investment fraud

The Financial Services Authority (FSA) has called on banks and building societies to improve their work to detect and combat investment fraud.

clock 28 June 2012 •

RDR

Axa Wealth unveils adviser charging model

AXA Wealth has announced its adviser charging proposition will cover its entire product range.

clock 28 June 2012 •

Charging

IMA: Groups must enhance fund charges disclosure

The Investment Management Association (IMA) has called on fund groups to enhance transparency on charges across all investor-facing documents, as well as giving a more prominent position to the ‘ongoing charge' and provide details of transaction costs....

clock 28 June 2012 •
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