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Regulation

Regulation

Govt looking to boost social investment through financial advisers

The government is considering the ability of financial advisers to advise on social investments as part of an effort to boost activity in the area.

clock 11 July 2012 •

Regulation

TPR performance indicators 'not strong enough' says NAO

The Pensions Regulator (TPR) has inadequate processes in place to measure performance, a National Audit Office (NAO) report has found.

clock 11 July 2012 •

Regulation

IFA begins bid to restore trust in financial services

An independent financial adviser is spearheading a campaign to revive trust in financial services, which he said has reached "crisis point".

clock 10 July 2012 •

Regulation

FSA blocks acquisition over adviser's 'lack of honesty'

The Financial Services Authority (FSA) has blocked acquisition activity by a financial adviser, questioning her reputation and citing her lack of honesty and integrity.

clock 10 July 2012 •

Regulation

Lords committee backs Europe-wide ban on commission

A House of Lords committee has called for a ban on commission payments to financial advisers across Europe, regardless of their status.

clock 10 July 2012 •

Regulation

TISA responds to 'real issues' about FSA Client Money rules

Trade body the Tax Incentivised Savings Association (TISA) will set up a committee to monitor the Financial Services Authority's Client Assets and Client Assets and Client Money Rules.

clock 09 July 2012 •

Regulation

FSA bans former Pacific Continental broker

A former broker at Pacific Continental Securities (PCS) has been fined £30,000 by the Financial Services Authority (FSA) and banned for passing on inside information to customers and other failings.

clock 09 July 2012 •

RDR

Zurich reshapes life business; Etherington to depart

Zurich UK Life is to restructure the business into a three-pronged proposition, with one unit to cater for all pre-retail distribution review (RDR) business and products.

clock 09 July 2012 •

Regulation

A letter to the new MAS boss: for Pete's sake, consult advisers!

DEAR APPLICANT...

clock 09 July 2012 •

Economics / Markets

Brussels to act over LIBOR scandal

Brussels is proposing new rules to prevent the manipulation of LIBOR as part of a crackdown in the wake of the rate-fixing scandal.

clock 09 July 2012 •
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