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Regulation

RDR

FSA highlights PII considerations ahead of RDR

The Financial Services Authority (FSA) is urging firms to consider their professional indemnity insurance (PII) situation and client communications ahead of Retail Distribution Review (RDR) implementation.

clock 13 September 2012 •

RDR

'Oh my': Why RDR reminds Mark Lisle of Hardy Har Har

HARDY HAR HAR

clock 13 September 2012 •

Regulation

Active or passive? The credit crunch test

CRUNCH TIME

clock 13 September 2012 •

Adviser tips

Adviser charging: because you're worth it

YOU'RE WORTH IT

clock 13 September 2012 •

Income

Automatic for the people: who on earth knows about AE?

AUTO-IGNORANCE

clock 13 September 2012 •

Investment

Axa Wealth to reduce charges on advised top-ups post-RDR

Axa Wealth has confirmed it will not retain any commission on advised top-ups after the Retail Distribution Review (RDR), insisting charges will be reduced for clients.

clock 13 September 2012 •

Regulation

FSA bans and fines former HBOS executive £500k

The Financial Services Authority (FSA) has banned former HBOS executive Peter Cummings and fined him £500,000 for failings within the company's corporate division.

clock 12 September 2012 •

Regulation

FSA successor to ban firms' use of logo

Regulated firms will not be able to use the logo of the Financial Services Authority's (FSA's) successor, under plans drawn up for next year.

clock 12 September 2012 •

Regulation

FSA bans adviser for false references

The Financial Services Authority (FSA) has banned a financial adviser after he gave false references from a previous employer, from which he had been dismissed for dishonesty.

clock 12 September 2012 •

Economics / Markets

'We seek a governor of integrity': BoE advertises for top job

The next governor of the Bank of England will be found in the coming months after the post is advertised for the first time on Friday.

clock 12 September 2012 •
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