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Regulation

RDR

Must call Mrs H: Advisers' top client retention tips

Financial advisers have been sharing their top tips for keeping hold of clients...

clock 20 September 2012 •

Pensions

Rise of the vanilla SIPP

VANILLA SIPP

clock 20 September 2012 •

Regulation

FSA concerns on Bob Diamond promotion revealed

Newly-released documents have revealed the Financial Services Authority (FSA) approved Bob Diamond's appointment as CEO of Barclays, despite concerns about the culture at the firm and the knowledge that the bank may face punishments for LIBOR-fixing....

clock 19 September 2012 •

RDR

Axa study casts doubt on per-hour adviser charging

Few investors would select to pay for financial advice based on a per-hour charge - or as a percentage of investible assets - research suggests.

clock 19 September 2012 •

Regulation

How to mitigate your liability on advice

LIABILITY

clock 19 September 2012 •

Regulation

AIFA floats 'customer agreed liability' long-stop solution

The Association of Independent Financial Advisers (AIFA) has proposed the idea of ‘customer agreed liability' as a way of tackling the absence of a 15-year long stop on complaints.

clock 19 September 2012 •

Regulation

Total FSCS bill for Pritchard estimated at £4m

The total contribution from the Financial Services Compensation Scheme (FSCS) toward clients of failed brokerage Pritchard Stockbrokers is likely to reach £4m, according to the group's administrator.

clock 18 September 2012 •

Regulation

FCA wants most successful firms to be those best at TCF

The Financial Conduct Authority (FCA), one of the regulators due to replace the Financial Services Authority (FSA) next year, aims to develop a financial services market where the most successful firms are those that respond best to the needs of their...

clock 18 September 2012 •

Regulation

FSA is doing a good job (says 7% of public)

Few consumers think the Financial Services Authority (FSA) is doing a good job, research from the Association of British Insurers (ABI) suggests.

clock 18 September 2012 •

Regulation

Government to put end to benefits and inflation link

The Government is considering replacing the current practice of increasing benefits in line with inflation, according to the BBC.

clock 18 September 2012 •
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