Regulation
Regulation
The current High Court case regarding pensions liberation does not have the scope to end the practice, a Chancery Division judge has warned.
17 July 2013
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Regulation
Regulatory service provider The Consulting Consortium (TCC) has launched an analysis service aimed at helping financial adviser firms review client files for potential unsuitability.
17 July 2013
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Regulation
The Financial Conduct Authority (FCA) is looking into claims traders intentionally pushed up the price of government bonds before attempting to sell them to the Bank of England (BoE) in 2011.
17 July 2013
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Regulation
Barclays has named JP Morgan Chase chief financial officer Tushar Morzaria as group finance director.
16 July 2013
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Regulation
The Financial Ombudsman Service (FOS) has made public details of around 1,250 final decisions as its new reporting service goes live.
16 July 2013
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Regulation
The Financial Conduct Authority (FCA) has issued a final notice against an insurance intermediary and fined it almost £7.4m, after discovering that its sales scripts were flawed.
16 July 2013
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Regulation
A former mortgage adviser was sentenced to two years in prison by Maidstone Crown Court on Friday.
16 July 2013
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Regulation
The Financial Ombudsman Service (FOS) has seen a 179% increase in complaints about financial products and services in the first quarter of the 2013/14 financial year.
16 July 2013
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